TO STATE OF FLORIDA INSURANCE COMMISSIONER
INSURANCE HOLDING COMPANY SYSTEM
REGISTRATION STATEMENT
OF
__________________________________________________________________
(State name of Insurer)
and
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
(Name above all Florida domestic insurer members of the
holding company system)
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
(Name above all admitted foreign insurer members of the
holding company system)
The Registrant(s) hereby report(s) to the Insurance
Commissioner for the purpose of registering as required by rule 4-143.046 of
Insurance Department as follows:
ITEM I
Describe the corporate and the capital structure of the
insurer and all its affiliates. Attach financial statements if not incorporated
by reference in accordance with rule 4-143.048.
ITEM II
Identify the ownership and management of the insurer and all
of its affiliates; include each person who is directly or indirectly the
beneficial owner of more than 5% of any class of any equity security or who is a
director or officer of the insurer and any of its affiliates.
ITEM III
List all of the following agreements in force relationships
subsisting, and transactions currently outstanding between such insurer and its
affiliates:
(1) loans other investments, or purchases, sales or exchanges
of securities of the affiliates by the insurer by its affiliates;
(2) purchases, sales or exchanges of assets;
(3) transactions not in the ordinary course of business;
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(4) guarantee or undertakings for the benefit of an affiliate
which result in an actual contingent exposure or the insurer's assets to
liability, other than insurance contracts entered into in the ordinary course of
the insurance's business.
(5) all management and service contracts and all cost-sharing
arrangements, other than cost allocation arrangements based upon generally
accepted accounting principles; and
(6) reinsurance agreements covering all of one or more lines
of insurance of the ceding company.
ITEM IV
Furnish the following information with regard to each
employment contract entered into by the insurer and each of its affiliates with
any of the officers and/or directors of the insurer: name of employees; position
held, annual remuneration, and other perquisites, and term of contract.
ITEM V
Furnish a brief description of any litigation or
administrative proceedings of the following types, either than pending or
concluded within the preceding fiscal year, to which any person reporting
herewith or any of its directors or executive officers was a party or of which
the property of any such person is or was the subject; give the names of the
parties and the court or agency in which such litigation or proceeding is or was
pending.
(a) Criminal prosecutions or administrative proceedings by
any government agency or authority which may be relevant to the trustworthiness
or any party thereto; and
(b) proceedings which may have material effect upon the
solvency or capital structure of any admitted insurer member of the holding
company system including, by not necessarily limited to, bankruptcy,
receivership, other corporate reorganizations, and litigation drawing in
question the validity of the issued and outstanding shares of any such admitted
or nonadmitted insurer member.
I have reviewed the above, and to the best of my knowledge,
information and belief, its true and correct.
__________________
________________________
_______________________
Date
Name
Position or Title
sworn to and Subscribed before me this ____________day
of______________________________, 20___
____________________________________________
Notary Public
(SEAL)
OIR-C0-516
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